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Apply now Job no: 638474
Work type: Permanent Full Time
Location: Brisbane - Inner Suburbs & CBD
Categories: Analyst, Banking, Call Centre, Strategy, Corporate & Professional Services, Wealth, Advice, Super, Investment, Life Risk, First Line Leader, Pay Band 6


Advice Standards Manager

As the Advice Standards Manager you will be responsible for and support the Suncorp Advice business to meet its regulatory requirements through ensuring adherence to the risk and compliance framework. The role will work closely with Line 1A and Line 1B lines of defence and play a pivotal part in protecting the best interests of customers and the reputation of Suncorp. The role will also play a key role in providing support and coaching to Financial Planners. 

Some key accountabilities are:

  • Ensure Business readiness – impact assessment of new legislation/regulation
  • Ensure changes to legislation, regulation or Group requirements are understood and implemented within the business in a timely and effective manner
  • Develop and manage the implementation and communication of compliance policies and procedures
  • Create and manage key Planner tools such as business rules, standard operating procedures, manual, guidelines, templates etc
  • Support the team to meet compliance objectives with corporate policies and procedures, as well as complying with industry code of practice and legislative requirements.
  • Work across the team collaboratively to solve issues, take opportunities and promote new ideas for consideration.
  • Provide specialist support to Planners and the business on compliance and advice matters
  • Form part of and help drive Regulatory Change Working Groups to implement Regulatory Change into the business
  • Manage and implement technical product and advice changes
  • Deliver appropriate content for Professional Development Days
  • Oversee Consequence Management Plans for Planners
  • Oversee Recruitment and off boarding of Planners from a compliance point of view

You will have:

  • RG146
  • Relevant tertiary qualification highly regarded –Financial Planning/ Business/Commerce
  • Demonstrable 5 years or more within a similar position within the financial services industry
  • A sound understanding of the regulatory environment confronting the financial planning industry and relevant legislation
  • Ability to remain up-to-date with developments within the financial services industry with particular emphasis on superannuation, retirement planning, investments, life risk advice, commissions, Centrelink and taxation
  • Understanding of FoFA 

Download File Advice Standards Manager 10-10-17.docx

Great opportunity, apply now or contact Suzie Singh on 02 8121 3249 for a confidential discussion

Advertised: AUS Eastern Daylight Time
Applications close: AUS Eastern Daylight Time

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